On-line version ISSN 1727-3781
PER vol.12 no.4 Potchefstroom 2009
The development of the interface between law, medicine and psychiatry: medico-legal perspectives in history
Magdaleen Swanepoel. LLB LLM (Pret) LLD (Unisa). Senior Lecturer, Department of Jurisprudence, Unisa. This article is an abstract from and an adaptation of Swanepoel Law, Psychiatry and Psychology. Special recognition is given to my promoter Prof Melodie Slabbert (Unisa) and Dr Louise Olivier (Clinical and Counselling Psychologist) for being great teachers and for their advice, inspiration and support, not only in the writing of this article, but also in the writing of the thesis
Medicine and law were related from early times. This relation resulted as a necessity of protecting communities from the irresponsible acts of impostors. Various legal codes dealing with medical malpractice existed in Egypt, Mesopotamia, China, Islam, Greece, Rome, Persia and India. Over the course of the past 30 years, interest in the history of psychiatry has boomed. Much of this proliferation of interest has taken place under the broad influence of postmodernism and has resulted in multiple and diverse histories that no longer seek to provide a linear narrative of constant evolutionary progress. Rather, these new histories explore and disrupt taken for granted assumptions about the past and provide a starting point for discussion and debate about the some of the very foundations of mental health care in South Africa. As a matter of practical importance knowledge of how knowledge accrues and knowledge of the mistakes of the past is of prime importance in preventing similar mistakes in present and future work. An important reason for specifically understanding historical psychiatry is the fact that many of the uncertainties experienced in the present are a direct result of decisions made in the past. The key issue is that while it is tempting to experience current psychiatric and legal approaches towards the mentally disordered as natural and permanent, an understanding of the past helps mental health and legal practitioners to see things in a different perspective. Psychiatric and legal approaches towards the mentally disordered have changed over time and can undoubtedly also be changed in future. Therefore, the research conducted in this article focuses on the history and development of law and psychiatry including prehistoric times, the Arabian countries, the Nile Valley as well as Greece and Rome.
Keywords: Law; medicine; psychiatry; history of psychiatry; history of law; Hammurabi; Hippocrates; Law in the Hippocratic Corpus; Canon Law; first documented Code of Laws by human civilisation; 'madness'; 'insanity'; mental disorders; physician liability; advent of medical specialism; paleopathology; pre-historical beliefs; Egypt; Mesopotamia; Nile Valley; Greece and Rome; imperitia culpae adnumeratur
History, despite its wrenching pain, cannot be unlived, but if faced with courage, need not be lived again.1
Medicine and law were related from early times. This relation resulted as a necessity of protecting communities from the irresponsible acts of impostors.2 Various legal codes dealing with medical malpractice existed in Egypt, Mesopotamia, China, Islam, Greece, Rome, Persia and India. The first documented Code of Laws ever used by human civilisation in, for example, Mesopotamia is to be found from the Law Code of Hammurabi3 a textual source of evidence concerning the skills of Mesopotamian physicians. It was also Hammurabi who made the first declaration of human rights in history:
Anu [king of the Anunaki] and Bel [Lord of heaven and earth] called me, Hammurabi to cause justice to prevail in the land, to destroy the wicked and evil, to prevent the strong from oppressing the weak, to go forth like the sun over the blackheaded race, to enlighten the land and to further the welfare of the people. Who made justice to prevail, and who ruled the race with right. I established law and justice in the land, and promoted the welfare of the people.4
Although individual physicians had occupied themselves with the care of the insane and had written manuals about it since the time of the ancient Greeks, psychiatry5 did not then exist as a discipline to which a group of physicians devoted themselves with a common sense of identity. Yet, except for surgery, few other specialities had come to life either. The advent of medical specialism6 was a phenomenon of the nineteenth century, but mental disorders7 as such had always been familiar and society has always had ways of coping with it.8
The origin of psychiatry actually begins with the Greeks. The Greco-Roman outlook survived unchanged until the eighteenth century and even a large part of the Greek nomenclature is still used today. While the great cultures of old, such as those of Egypt and Mesopotamia vacillated between naturalistic and supernatural explanations of diseases, the Greeks declared themselves outspokenly in favour of naturalistic explanations of mental disorders and therefore became the founders of scientific medicine and psychiatry.9 The development of the interface between law and psychiatry results in a vast area of consideration and the scope of the research (which could not aim to be complete in an article of limited scope) is therefore immense. This article discusses and focuses on the development of these fields including pre-historic times, the Nile Valley as well as the Greek and Roman Period by following (where possible) a chronological approach. Further developments with regard to the position in South Africa are discussed in a separate article. It is important to note that terminology in this article is employed as it was used by medical historians, philosophers, medical practitioners and academic writers of the specific period in time to ensure that the desire for historical accuracy is reflected.
1.2 The interface between law, medicine and psychiatry
Medicine and law have been related from ancient times. The bonds that first united these professions were religion, superstition and magic.10 The priest, the jurist and the physician were at once united in one person.11 Physicians and legal practitioners in advanced societies are usually struck by the following synthesis:
Medicine is the law, and the law is medicine, and the amalgam is perfused and strengthened by the authority of tradition, religion, and the arts, such as music, the dance, and painting.12
They are surprised to find that their respective professions arise from a common source in prehistoric societies, because today these streams are so sharply differentiated that physicians, psychiatrists, psychologists and legal practitioners scarcely move in the same circles or talk the same language. In early civilisations, primitive legal codes, religious doctrines and social precepts were often ill distinguished, and laws with a medical content were often found within their context.13 In primitive societies medicine was concerned with magical power over natural objects, exercised through rites, spells and charms. In modern medicine physicians believe they are emancipated from these rites, spells and charms. Cawte14 however argues that they admit some responsibility through the branch of psychiatry (and psychology) for the control of emotional and behavioural disturbances. Some may find it tantalising that primitive men achieved a synthesis of medicine and justice that escapes the technocrats of today where others may accept this dissociation as the price of specialisation and progress.15
The 'law of madness' provided a way in which societies conceived madness, was (and still is) contiguous to that of medical and legal professions. At the centre of traditional medical discourse were the concepts of disease and diagnosis. This is as true of the history of psychiatry as of any other branch of medicine. The medical causes of mental disorders have long been a matter of medical debate, and the relationship between patient and doctor has been characterised as one of cure or, at least, care. Pivotal to the legal discourse, instead, were the protection of society and whether individuals were responsible for themselves and their actions. In this relatively broad understanding of the history of 'madness', the relevance of legal sources is clear. At the most fundamental level, law determines the rights of the mentally disordered patient and the legal liability of the health care practitioner. Therefore since ancient times medicine and law were conceived as spanning a large part of a person's relationships: with the care (medicine) and control (law) of their members.16 It becomes evident from the discussion in this article that often legal and medical approaches interact in co-operative ways in such a manner that it raises the question of whether they should be considered two histories or one.
2 The development of medicine, madness and physician liability
Medical science has its origin and its foundation in the science of paleopathology. The study of the ancient evidences of disease is a phase of medical history which must depend upon paleontological data for its extension. The fact that pathological lesions, especially those on the bones, retain all of their characteristics after many hundreds of thousands and millions of years has been clearly shown and distinct evidences of disease are known as far back in geological time as the Carboniferous.18 According to Moodie19 the relation of paleontological data to medical history is based on the assumption that the manifestations of disease are the same whether seen on man or in animals. The importance of paleopathology is that it gives an opportunity of studying evidences of disease over a great period of time, and especially is this true in regard to the data offered by paleontology.
Paleopathology is thus the study of prehistoric disease and, as such, deals predominantly with skeletal remains and prehistoric populations. In its broadest sense, paleopathology deals with diseases in animal as well as human tissues, and consequently it is a field of interest to many scientific disciplines. When infection, malfunction, or traumas affect bones and teeth, the lesions or other abnormalities can be observed and studied, and in many cases the cause can be identified. The psychiatric profession finds great interest in the mutilations, scarifications, and decorations of prehistoric peoples and in burial customs and other cultural practices that have left their marks upon the skeleton or are depicted in stone or paint.20 This form of primitive surgery is discussed below.
2.2 Prehistoric medicine and beliefs21
The concept of medicine, and in particular mental disorders, during the Stone Age was a very mythical one. Mental disorders were assumed to stem from magical beings that interfered with the mind. It was universally believed that mental disorders were caused by supernatural phenomena. It represented a breakdown of the magical-religious system and was mainly attributed to a violation or neglect of ritual obligations and further by demonic possessions. Treatments for mental disorders were mostly provided by individual groups of shamans.22 Although not specialised in the sense that they earned their livelihood from their vocation, their role in society was nevertheless to represent medical and legal belief and authority. These treatments often took the form of exorcisms in which the shaman would attempt to coax the evil spirit causing the illness.23
Psychosurgery24 might be one of the oldest of all medical procedures performed by primitive societies.25 This observation is supported by physical evidence dating back to Neolithic times.26 Some anthropologists speculate that Stone Age societies performed trepanning27 on people with mental disorders to release the evil spirits or demons from their heads. Ackerknecht states that the trepanation procedure is of the highest importance (in certain contexts) as it is the "sole existing tangible evidence" of prehistoric medicine and surgery.28 Archaeologists have found numerous human skulls showing signs of trepanation.29 According to Oakley and Winfred trepanation was frequently practiced by the 'battle-axe people' who constructed chambered tombs in the Seine-Oise-Marne area of France.30 So many skulls in their tombs have been trepanned that it seems probable that the operation had some ritual significance. Roundels of human skull bone have been found in early prehistoric graves suggesting that such objects were treated as fetishes by the shamans and prehistoric men.31
It is evident from the above that evil spirits and demons were identified to be the cause of mental disorders during prehistoric times. This ancient time period is the only known period in history which lacks evidence to suggest a materialistic cause32 of mental disorders which coexisted with a mentalistic explanation33 in all the other eras. It is suggested that lack of scientific thoughts made them believe in non-scientific cause of mental disorders. It was impossible for these prehistoric cultures to blame the cause of mental disorders on something non-scientific, because they did not have developed scientific techniques to diagnose materialistic causes for mental disorders.34 DeWitt explains it as follows:
[During] [t]he Stone Age man was no less intelligent than his posterity and whether by the spoken word or the dexterous hand he was capable of producing art, but the logic of his thought was confined within the limits marked by myth and magic, oracle and miracle.35
The difficulties in making any formulation of the development of medicine, psychiatry and law of prehistoric civilisations are very great. Data on early periods are incomplete, not only because research has been limited but also because it has been directed toward special and restricted problems. It seems, however as if rules in prehistoric human societies were created through discussion. There was no 'written law' or 'holy book' from which to take guidance in for instance the regulation of the practice of shamans. It was the community that had authority - everyone and no one. No one presumed to be above others in authority. No one exhorted the group about laws laid down by any of the spirits whose presence they felt. These difficulties mean primarily that any present formulation on legal and medical developments during this time period is highly tentative.36
2.3 Western medicine37
2.3.1 The Nile Valley
The main sources for studying medical knowledge in ancient Egypt during the Pharaonic era38 are the surviving papyri,39 which first required transliteration into modern languages. Ancient Egyptians thought that diseases were either due to evil spirits or the wrath of the gods. Organic causes for illnesses were also described.40 Their philosophy of life and death centred upon the idea that these were part of a continuous cycle - the belief that life after death demanded elaborate funeral ceremonies and complex rituals in preparation for it. This belief emphasised the psychology of the dead and the nature of the personality thereafter. The individual was considered to be composed of three integral parts: First, the 'khat', which represented the body. Second, the 'ka' that represented the soul of the individual's double and was symbolised by uplifted arms, whose main function was to protect the body of the deceased and finally the 'ba', which symbolised a flying bird carrying the key of eternity. The 'ka' was believed to leave the body after death and reside in heaven, periodically visiting the burial place of the mummified body.41
Mental disorders have been recognised in Egypt for millennia from approximately 5000 years ago. In the fourteenth century approximately 600 years before similar institutions were founded in Europe the first medical and mental institute was established, in Kalaoon Hospital in Cairo.42 Ancient Egyptians did not differentiate between mental and physical illnesses. They believed that despite their manifestations, all diseases had physical causes. Mental disorders were considered to be physical ailments of the heart or uterus, as described in the 'Ebers' and 'Kahun Gynaecology' papyri. These disorders carried no stigma, as there was no demarcation then between psyche43 and soma.44 Of major significance is the fact that the 'Kahun Gynaecology' papyrus included more than 30 prescriptions for a variety of diseases attributed to changes in the womb. Consequently it is concluded that the ancient Egyptians anticipated by ten centuries the Hippocratic teachings on the pathogenesis of hysteria.45 The similarity between some of the ethical precepts of ancient Egyptian physicians and the Hippocratic Oath shows the close connection of the origin between pre-Hippocratic medicine in Greece and Egyptian medicine. It is interesting to note that suicide was not condemned during this time.46 One of the recommended treatments for mental disorder was to turn to religion and faith. Suggestion played an important role in all forms of medical treatment, including treatment of the mentally ill, which was associated with Imhotep47, the earliest known physician in history. One of the psychotherapeutic methods used in ancient Egypt was 'incubation' or 'temple sleep'.48 The course of treatment depended greatly on the manifestations and contents of dreams, which were highly affected by the psycho-religious climate of the temple, or the confidence in the supernatural powers of the deity and on the suggestive procedures carried out by the divine healers. The principal aims of the treatment were knowledge of the sufferer's future, of the dangers that threatened him and of the evil spells that were following him. But he was also seeking a cure for his ailments. The principle of the healing dreams was attributed to Isis,49 although many other deities in Egypt also possessed the same powers.50
The reputation of Egyptian physicians51 was consistently high throughout Egypt and the rest of the Mediterranean world. Among these were Iry, called 'Keeper of the King's Rectum', a court physician who, about 2500 BC attended to diseases of the eye and belly as well as the anus. Hawi was an Old Kingdom healer of the teeth and anus. The standards of training and of practice seem to have been set by the pharaoh's physician (Great of the palace doctors), who stood at the apex of the hierarchy. Beneath him were the palace physicians (the Egyptian term is saw, meaning 'guardian'), among whom one may have been the supervisor of physicians. The others were inspectors of physicians, a group of lesser chief physicians, and a lower order of physicians comprising the great bulk of practitioners. There were also physicians who took care of workmen and a special cadre of doctors for miners (the Egyptian term is wabw, meaning 'pure of the goddess Sekhmet'). Temple physicians (the Egyptian term is swnw meaning 'doctor of people'), possibly of lower social standing, were available to all people and visited patients' homes as well. Army physicians accompanied military expeditions and gave service to soldiers in the barracks.52
Before these physicians could prescribe any treatment, they had to make a diagnosis53 by employing their powers of observation and experience in determining the nature of the illness. He would then refer to the medical papyri to determine the most appropriate course of treatment. Normally this would take the form of an unguent comprised from natural ingredients. In treatment of illnesses drugs were administered and mechanical procedures included incantations to drive out demons. Amulets could ward off illnesses of most kinds, but serious mental disorders required the exorcism of demons.54
Although Egyptian physicians were people of high standing, they were not exempted of malpractice suits. They were warned to use only the methods promulgated in authoritarian ancient treatises, for then, even if the results were poor, he would be above reproach. Therefore, if medicine was prepared and administered according to the physicians' teachings, he was exempt from all blame even if the treatment were unsuccessful. However, if he deviated away from the traditional remedies and tried to increase his knowledge through experimentation, he risked taking full responsibility if it failed. Lyons55 submits that these principles may have hindered the development of medicine in Egypt. In the Ptolemaic era,56 the Greek historian Diodorus Siculus57 even recorded legislative penalties for methodological innovation by state-supported physicians in the army:
For the [Egyptian] physicians draw their support from public funds and administer their treatments in accordance with a written law which was composed in ancient times by many famous physicians. If they follow the rules of this law as they read them in the sacred book and yet are unable to save their patient, they are absolved and go unpunished; but if they go contrary to the law's prescriptions in any respect, they must submit to a trial with death as the penalty, the lawgiver holding that but few physicians would ever show themselves wiser than the mode of treatment which had been closely followed for a long period and had been originally prescribed by the ablest physicians. (1.82.3)58
According to Ritner legal protection by reference to "prevailing medical standards" underlies much of modern, as well as ancient medical practice. The Egyptian physician's oral diagnosis ("an illness I shall treat"; "An illness with which I shall contend"; or "an illness not to be treated") may have had similar implications as set out above.59 As this passage shows, the Egyptians considered their ancient medical texts to be sacred and binding. These texts, in fact, functioned as a kind of law code, complete with the authority to inflict severe penalties for deviants. Clearly, this Egyptian practice attracted the attention of Greek intellectuals because it illustrated, in microcosm, the collision between traditional wisdom and artistic innovation and, even more importantly, the problematic authority of written rules.60
2.3.2 Ancient Mesopotamia
The oldest medical text extant found is a cuneiform tablet61 from Mesopotamia (a land of Assyrian-Babylonian culture) and the cradle of civilisation. The most ancient known Egyptian medical writings date from a later period, but they refer back to texts far older.62 In ancient Mesopotamia, illnesses, including mental illnesses were blamed on pre-existing spirits and ghosts. Each disease was attributed to one certain spirit. As such, medicine was a part of magic. Among their primitive forebears, illness was a curse, a punishment by the gods which could be visited on the family and descendants as well as on the sinner who had knowingly or inadvertently violated a moral code. However, according to Lyons there was probably some realisation of non-spiritual causes for illness since physicians were admonished - for ethical reasons - to avoid continuing treatment for incurable diseases.63
As previously mentioned, a textual source of evidence concerning the skills of Mesopotamian physicians is to be found from the Law Code of Hammurabi. The practice of medicine was regulated by the state. Halwani64 explains that malpractice was recognised and was punishable by law. Hammurabi's Code of Law contained several texts (legislative provisions as well as medical ethical rules) showing the liability of physicians who performed surgery. Carelessness and neglect were punished since provision was made for severe penalties. Physicians were to be held liable for surgical errors and failures. Since the laws only specified liability in connection with surgery ('the use of a knife') he assumes that physicians were not held liable for any non-surgical mistakes or failed attempts to cure an ailment. The Code for example specified that if a surgeon performed a major operation on a nobleman, with a lancet (barber's knife) and caused the death of that man, or the loss of an eye, they shall cut off his hands. A slave who died because of surgery had to be replaced with another one and if he lost his eye the physician had to pay half the slave's value. Hammurabi also specified fees for lifesaving operations namely ten shekels of silver for a nobleman, five shekels for a poor man and two shekels for a slave.
Amundsen65 opines that if the medical regulations of the Code were in fact enforced we can assume that little surgery was practiced during this time. He further remarks that it is reasonable to suspect that the lack of competence on the part of the surgeons was in great part responsible for the promulgation of this type of legislation.66
2.3.3 Ancient Greece and Rome
The history of psychiatry in ancient Greece and Rome extend over a period of twelve centuries, from the time of Homer67 to the age of the later Graeco-Roman physicians and encyclopaedists.68 A study of this history is extremely difficult since the field of psychiatry scarcely existed as a defined area of medicine or as a category of knowledge on mental disorders. There was a lack of specialists in the field, no textbooks were written on the topic and no technical term for psychiatry existed. However, there are two main reasons for examining the history of psychiatry during this time period: First, the final legacy of antiquity in this area namely the writings of Galen69 and of summarisers such as Caelius Aurelianus70 and Alexander of Tralles71 provided the basic framework of medical psychiatric thought and practice that endured through the Middle Ages of Europe and into the Renaissance and persisted as the 'paradigm' for psychiatry well into the nineteenth century. Second, classical antiquity has largely defined our sense of the nature of man, of what is accurate, realistic and vivid in the portrayal of human life.72
With regard to the problems surrounding diagnosis,73 etiology74 and the treatment of mental disorders "the major models of mind and madness in Greek and Roman thought" and the "social-psychological stresses and strains in Greek and Roman civilisation" are still part of the major issues and controversies in contemporary psychiatry today. Of specific relevance is the notion of the various 'models of madness' (for example medical, social, causation and psychodynamic) as well as the closely related problems of the social and psychological context of mental disorder.75
Plato,76 in particular, appropriated the idea that philosophy is a quasi-medicine and he sometimes combined this idea with the claim that the Socratic type of dialogue was the most effective method of cure for psychical illness. Of importance is the Charmides, an early Platonic dialogue. Here, Socrates77 presented himself as a special kind of doctor, who would not cure the body without the psyche,78 and who would not attempt to cure until he has made a diagnostic examination of the psyche of the patient to see if he possessed self-control or not. The diagnostic test and the proposed 'cure' were conducted in Socrates' distinctive method of questioning dialogue.79
Hippocrates80 was one of the first writers to challenge the belief in supernatural causes of mental disorders. He coined the term hysteria and thought that the cause of this disorder was due to the uterus wandering around the body in search of children.81 He held the belief that the body must be treated as a whole and not just a series of parts. He believed in the natural healing process of rest, a good diet, fresh air and cleanliness. He noted that there were individual differences in the severity of disease symptoms and that some individuals were better able to cope with their disease and illness than others. He claimed that mental disorder had a physiological and natural basis. He described a number of mental conditions in clinical detail (currently known as phobias, mania, depression and paranoia) and was the first physician to accurately describe the symptoms of pneumonia, as well as epilepsy in children.82 He was also the first physician who believed that thoughts, ideas, and feelings came from the brain and not the heart as others of his time.
Undoubtedly these Hippocratic notions are based on bona fide scientific and clinical observations about madness with obvious concurrent physical disease. It is understandable then why the physician should have been prone to ascribe all madness to physical and physiological causes. It is evident that the history of madness in ancient Greece presents the first attempts at a classification of mental disorders. Treatment was essentially physical, sometimes psychological and always empirical. Although its successes did not measure up to those in other branches of Greek medicine it is still of considerable importance, particularly when one considers subsequent achievements in psychiatry.83
Both the Greeks and Romans recognised that the mentally disordered were capable of causing social problems as well as harm to themselves or others. Since there were no lunatic asylums, the mentally disordered became a family responsibility and the seriously impaired were restrained at home. Specific laws were passed in which the earliest mention of madmen in Rome occurs in the Twelve Tables:
When no guardian has been appointed for an insane person, or a spendthrift, his nearest agnates, or if there are none, his other relatives, must take charge of his property.84
This basic law remained virtually the only legal principle applied to madmen throughout the following nine centuries or more. The law of the Twelve Tables formed an important part of the foundation of all subsequent Western civil law.85
Furthermore, the Corpus Iuris Civilis made provision for the protection of the rights of the insane person:
The insane, therefore, was to retain not only the ownership of his property for the duration of his illness, but also his position, rank and even his magistracy, if he were a magistrate at the time the illness struck him. However, the law did recognize the juridical capacity of the insane person. He was likened to a person who was absent, asleep or even dead. Consequently, he was considered unable to make a valid will according to the principle of law. Soundness of mind, not health of body, is required of a testator when he makes his will.86
Children, because of the innocence of their intentions, and the insane, because of the nature of his or her misfortune, were excused from punishment under the Lex Cornelia. In the matter of legal responsibility or culpability for wrongdoing, the Roman law followed a principle stated in one of the opinions of Paulus, namely that an insane person, like an infant, was incapable of malicious intent and the will to insult. Accordingly he was considered immune from any action for damages.87
The ancient Greeks enforced no legal mechanisms whereby the injured patient or relatives of one who had died while under a physician's care could seek legal redress. The treatise entitled Law in the Hippocratic Corpus opens with the assertion that:
Medicine is the most distinguished of all the arts, but owing to the ignorance of those who practise it and of those who rashly judge its practitioners, it is by far inferior to all the other arts. The chief cause of this mistake is that for medicine alone, in the city-states, no penalty has been defined except that of ill repute. But ill repute does not damage those who are compounded of it Although many are physicians in name, yet very few are so in reality.88
Amundsen89 quotes in support of this treatise a fragment of a comedy written by Pliny the Younger90 as further evidence: "Only physicians and lawyers can commit murder without being put to death for it." This brings to mind the words of Pliny the Elder, perhaps the most frequently quoted expression of this prejudice:
Additionally, there is no law that would punish capital ignorance, no instance of retribution. Physicians acquire their knowledge from our dangers, making experiments at the cost of our lives. Only a physician can commit homicide with complete impunity.91
It is interesting to note that in the lack of penalties for malpractice in Greece an important difference is noticed from the professional discipline in the present.
The Romans had developed the distinctions between dolus (evil intent), culpa (including both negligence (neglegentia) and incompetence (imperitia)), and casus (accident). Dolus falls under intentional action, but culpa and casus generally under unintentional action. Both negligent malpractice and incompetent malpractice were classified under the concept of culpa.92 A considerable overlap exists between these areas of law and Roman jurists struggled with the intricacies of the application of these principles.93 According to the rule imperitia culpae adnumeratur, ignorance or incompetence (of for example physicians) was regarded as negligent malpractice. This rule was applied where a physician performed an operation in an unskilled manner, and also where a physician prescribed the wrong medication to a patient.94 Carstens explains that the proof of medical negligence in Roman law was problematic as it is not mentioned in the available source literature. He submits that it can, however, be accepted that the onus of proof in cases of medical negligence was on the plaintiff who had to proof that the alleged negligence by the physician caused personal injury.95
The imperitia culpae adnumeratur rule of the Roman law also found application in the Roman-Dutch law when the negligent or ignorant conduct of a physician was assessed. De Groot96 commented as follows:
Dat de dood door iemands schuld toegekomen, waer onder mede begrepen is verzuim ofte onwetenheid van een geneesmeester, vroedwijf, verzuim ofte onverstand van een waghanaer ofte schipper, of der zelver zwackheid in't bestieren van schip ofte paerden.
Carstens explains that the Dutch concepts of onwetenheid, onverstand and zwackheid, in context of legal liability, were equated to the concept of fault, which implies a repetition of the position in Roman law.97 According to van Leeuwen it is disputed of whether a physician would be punishable for giving medicine to a patient, which has done him harm, or caused his death, trough the physician's neglect and ignorance.98 Because many amendments are made in law, a physician would probably have been punished according to the discretion of the court.
With regard to the imposition of severe penalties on physicians in instances where patients died as a result of medical negligence, Voet99 remarked as follows:
Dum affectare nemo debet id, in quo vel intelligit vel intelligere debet, imperitiam suam aut infirmitatem alteri periculosam futuram, consequens est ut hac quoque lege teneatur medici, pharmacopolae, obstetrics, imperite secants, perperam medicamenta venena propinantes, supponentes infundentes, pro medicamentis venena dantes.
The free translation reads as follows:
While nobody has the right to claim to do something when he understands or ought to understand that his inexperience or infirmity may be dangerous to another person, it follows that the following people will be liable in terms of this rule: physicians, pharmacists, midwives, those who without experience perform surgery, those who erroneously administer poisonous medicine or administer poison instead of medication.100
3 The Canons
The canons, regulating the internal church relationships, were based on scriptural authority, conciliar decisions and papal decretals. The Roman law tradition made itself felt on the emerging canon law from fairly early times.101 The Corpus Iuris Canonici102 is the collection of significant sources of canon law of the Catholic Church103 that was applicable to the universal church or specifically to churches of the Latin Rite or Eastern Rites.104 It was replaced by the Codex Iuris Canonici,105 which was promulgated in 1917 and went into effect in 1918.
Although literature sources with regard to psychiatry as well as to the incidences of medical negligence are limited, Canon law proscribed most 'insane' thoughts and behaviour long before they came to be regarded by medical science as indicators of possible mental disorder. The Corpus Iuris Canonici contains a decree prohibiting secular clerics and regulars from attending public lectures at the universities in medicine and law.106 As to the practice of medicine by clerics, the Fourth Council of the Lateran (1215) forbade its employment when cutting or burning was involved. In the decree107 it is said: "Let no subdeacon, deacon or priest exercise any art of medicine which involves cutting or burning." This was especially prohibited to regulars,108 and they are also forbidden to exercise the science of medicine in any form.109 This general prohibition is extended to all clerics, inasmuch as the art of medicine is of its nature secular and, moreover, involves the danger of incurring an irregularity.110 Canonists, however, generally hold that in case of necessity and where danger to life is not involved, clerics can practise medicine through pity and charity towards the poor, in default of ordinary practitioners.
Physicians who prescribed remedies involving infractions of the Decalogue were themselves guilty of grave sin. This was also the case if they experimented on a sick person with unknown medicines, unless all hope has been given up and there was at least a possibility of doing them good. Physicians were to be reminded that they had no dispensing power concerning the fast and abstinence prescribed by the Church. They, however, might have given their prudent judgment as to whether a sick person, owing to grave danger or inconvenience to his health, was obliged by the ecclesiastical precept. They were warned that, if they declared unnecessarily that a person was not obliged to fast, they themselves committed grave sin. They also sinned mortally if their attempt - without being forced by necessity - to cure a serious illness, is the cause of grave harm to the patient through their own culpable ignorance or inexperience.111
In summary, it is clear that history strongly links law, medicine and psychiatry. This history had a long evolution, as had other branches of medicine. Psychiatry is a discipline concerned with the healing of the psyche, but ignorance of pathology and psychopathology led to unclear differentiation of psychic and somatic syndromes particularly when the latter have given rise to states not always easy to differentiate from psychic states, for example, the excitement of delirium and the agitation of acute anxiety. Hippocrates made this essential mistake in seeing insanity and emotional illness as both arising from the brain and affected by the equilibrium of the humours. This confusion is as well marked today in medicine as it was in antiquity. Throughout history the legal care of the mentally disordered patient has also been influenced by the legal enactments of the past. A fundamental question that arose from this article is: Does the history of law and psychiatry suggest any means by which we can make progress in future? This article emphasises the message as would the history of any subject. Advance depends on knowledge, knowledge depends on careful observation, observation leads to worthwhile theories and theories need to be proved by systematic enquiry. But the fact remains that when making cross comparisons between regions of the world, the reader must be struck by the fact that so many views and practices are held in common.112 The most common explanation for these similarities are that conquering people carry their moves with them and even impose them on the conquered, particularly if they improve on the native practice, and therefore the happiest thought for the present generation of psychiatrists is the extent of the undiscovered their age is yet to come.113
Amundsen "Liability of the Physician"
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1 Angelou 'Inaugural Poem' as quoted in Stout Psychology of Terrorism 39.
2 Guharaj Forensic Medicine 1.
3 Hammurabi's activity as king of Babylonia dates from the middle of the 23rd century. From a legal point of view, there is much fundamental value to be found in the Code of Hammurabi. According to Price, the legal fraternity will find that Roman law has its roots in Babylonia, Egypt, and Persia, and that the ancient world was so admirably organised as to furnish better protection, in some respects, to its subjects than does our boasted civilisation of this day. The epilogue too is a remarkable document, which describes the benefits accruing to the subjects of Hammurabi from observance of these righteous laws, and calls down the wrath of the gods upon the transgressor. Like the Roman Ius civile, the Hammurabi Code is divided into three sections: Ius actionum, Ius rerum and Ius personarum (this is usually found in reversed order in Roman law). See Price 1904 Bib'l World 469, 472; Pfeiffer 1920 Am J Sem L&L 313. For further reading on Hammurabi's Code of Law see Duncan 1904 Bib'l World 188-193; Vincent 1904 Am J Sociology 737-754; Lyon 1906 J Am Oriental Society 123-134; Prince 1910 J Bib'l Lit 21-23.
4 Prologue in the Code of Hammurabi 1795-1750 BC as quoted in Price 1932 J Am Oriental Soc 177.
5 Psychiatry developed as a clinical and academic profession (a medical speciality) in the early nineteenth century. It is then when it became a subject of clinical demonstration and a discipline in its own right. The term "psychiatry" was first coined in 1808 by Johann Christian Reil (1759-1813), from the Greek words psyche (soul) and iatros (doctor). The word psychiatry also refers to 'healer of the spirit'. See Richards 1998 Critical Inquiry 702ff; Broman 1989 Osiris 36.
6 The origin and development of medicine and medical specialism can be divided into three periods: The Mythological period from infancy of the human race to about the year 400 BC; the Dogmatic period or Empirical age from the Hippocratic period from 400 BC to the close of the eighteenth century and the Rational age in medicine beginning at the close of the eighteenth century and the beginning of the nineteenth century. See Massengill Sketch 10; Carstens and Pearmain Foundational principles 608.
7 When mentioning mental disorders, a complicating factor is the absence of agreement on the most appropriate terminology. Currently mental illness, mental disorder, mental incapacity, psychiatric disability, psychiatric illness, mental disability, psychosocial disability, intellectual disability and several other terms are all used with different connotations and shades of meaning. Some of the terms reflect very important and sensitive debates, such as the discussion about a 'medical model' or 'social model' of functioning. Moreover, terminology has also evolved significantly in recent years and continues to do so. Eg, intellectual disability, once commonly referred to as mental retardation or handicap, is now sometimes referred to as developmental disability. Manic depression is now referred to as bipolar mood disorder. In this article the term mental disorder is most frequently used, although it is sometimes used interchangeably with some of the terms mentioned above. These terms currently include disorders arising from major mental illness and psychiatric disorders, eg, schizophrenia and bipolar disorder and more minor mental ill health and disorders, often called psychosocial problems, eg, mild anxiety disorders and intellectual disabilities. The term disorder is used to refer to a range of impairments, activity limitations, and participation restrictions, whether permanent or transitory. See Hunt and Mesquita 2006 HRQ 335.
8 Shorter History of psychiatry 1.
9 Ackerknecht Psychiatry 10.
10 Wecht 2005 J Am Acad Psychiatry L 245.
11 Smith 1936 JCL&C 505.
12 The Native Doctor's Philosophy as quoted in Cawte Medicine xxii.
13 Wecht (n 10) 245.
14 Cawte (n 12) xvii, xviii, xxi.
15 The formation of Medico-Legal Societies testifies to the need felt by members of these professions to ingrate more closely. The purpose of these societies is to promote medico-legal knowledge in all aspects. In 1867, a Medico-Legal Society was organised in New York. It was the first society in the world to be organised for the purpose of promoting the principles that an attorney could not be fully equipped for the prosecution or the defense of an individual indicted for homicide without some knowledge of anatomy and pathology and that no physician or surgeon could be a satisfactory expert witness without some knowledge of the law. Harvard University established a separate professorship in legal medicine in 1877. See Cawte (n 12) xxii; Wecht (n 10) 248.
16 Bartlett 2001 Soc Hist Med 108.
17 The term 'paleopathology' was proposed by Mark Armund Ruffer (1859-1917) in 1914 during his studies on the pathology of ancient Egyptian mummies. He defined paleopathology as the science of the diseases that can be demonstrated in human and animal remains of ancient times. The Paleolithic era (Old Stone Age), coincides with the geological epoch known as the Pleistocene (Great Ice Age) which ended about 10 000 years ago with the last retreat of the glaciers. See Magner History of medicine 1.
18 The Carboniferous Period (360-290 million years ago) is divided into two parts. The Lower Carboniferous, also called the Mississippian, began ca 360 million years ago and ended 310 million years ago. The Upper Carboniferous, or Pennsylvanian, extended from about 310 to 290 million years ago with the beginning of the Permian Period. See Harland Geological timescale vi, viii, xiv, 19, 40-48ff.
19 Moodie 1918 Science 619.
20 Kerley and Bass 1967 Science 642.
21 'Prehistory' is a term often used to describe the period before the existence of actual and original 'recorded history'. Because, by definition, there are no 'recorded history' from these times, the information known about this time period is informed by the fields of palaeontology, biology, palynology geology, archaeoastronomy, anthropology, archaeology and other natural and social sciences. Even though the date marking the end of prehistory (which is the date when written historical records became a useful academic resource) varies from region to region it is generally accepted that prehistory ended around 3500 BC in Egypt. See Kerley and Bass (n 20) 638ff. For further reading of prehistoric times see Wells Outline of history xiii, 50ff; Robinson Hellas 7, 13ff; Quennell and Quennell Everyday life 1ff.Stearns and Langer Encyclopedia 1-20.
22 Shamans have been credited with the ability to control the weather, divination, the interpretation of dreams, astral projection, and travelling to upper and lower worlds. Shamanism refers to a range of traditional beliefs and practices concerned with communication with the spirit world. There are many variations in shamanism throughout the world, though there are some beliefs that are shared by all forms of shamanism. For an in depth discussion of Shamanism see Campbell Masks of God 211-272; 311ff; Demetrio 1978 Asian Folklore Studies 57ff; Winkelman 1990 Ethos 308ff.
23 For a full discussion of the topic see Brand 1970 J Contemp Psycotherapy 13ff; Mora "History of Psychiatry" 2034-2054.
24 Psychosurgery is defined as surgical operations performed on physical normal brain tissue to treat mental disorders rather than brain pathologies. Brain tissue is destroyed during the performance of the procedure. See Colman Dictionary of psychology 621; cf the term neurosurgery, which is defined as a branch of surgery devoted to treating disorders of the brain, spinal cord, and other parts of the nervous system. See Colman Dictionary of psychology 503.
25 According to Ackerknecht 'primitive surgery' is one of those arbitrary procedures, which are to a certain extent unavoidable if we try to analyse primitive phenomena for a better understanding of our own cultural processes, and which are justifiable as long as we remain aware of its arbitrary character. See Ackerknecht (n 9) 25.
26 5500-2500 BC. This very short Neolithic time period represents the last part of the Stone Age. The era follows the terminal Holocene Epipalaeolithic periods, beginning with the rise of farming, which produced the 'Neolithic Revolution' and ending when metal tools became widespread in the Copper Age (Chalcolithic) or Bronze Age or developing directly into the Iron Age, depending on geographical region. For a discussion of this period see Weinberg 1951 Am J of Arch 121ff; Perrin 2003 Antiquity 732ff.
27 Trepanning (also spelt trephining) is known as a surgical procedure of cutting a hole in the skull in order to access the brain. A key feature of the wounds found in ancient skulls is the smoothness and shininess around the edges of the holes. This is a clear sign of new bone growth and evidence that the person whose skull was opened not only survived the operation but lived months or even years afterwards while the bone regrew and the skull structure healed. See Oakley et al 1959 Man 93; Feldman and Goodrich 2001 Neurosurgery 647, 648, 649ff.
28 Trepanation is also spelt 'trephination'. See Ackerknecht (n 9) 33-34.
29 The crudest method of performing this procedure was to simply scrape a hole in the skull-cap with a polished mussel-shell. A second method was to make a circular cut in the bone with a flint or obsidian knife and to deepen it until the hard brain-membrane was reached. Third, the operation was performed by using a rusty nail, stone, or a hammer to remove the bone from the skull and finally, a wreath of tiny holes was made with a drill-bore, called 'trypanon' in Greek. These could be united easily with a chisel or knife. Such an operation took little time even with primitive tools. The term 'trepanning' originated from the latter procedure. See Oakley et al (n 27) 93-96.
30 3100-2000 BC. The Seine-Oise-Marne culture is the last culture of the Neolithic and first culture of the Chalcolithic in Northern France. The 'battle axe people' represent late Neolithic times (early Mesolithic). The name comes from the perforated cast copper battle-axes of a particular double-bladed form that were found at archaeological sites associated with them. Their successors, the Beaker culture, if they were in fact separate people, copied the new axe head types in stone, but everywhere the arrival of the 'battle-axe' or 'corded-ware' cultures mark the phasing out of the Neolithic time period. Trepanation was also occasionally practiced by early Danubians (3000 BC). For a discussion of this culture see Tilley Ethnography of the Neolithic 9-69, 325-335.
31 Another singular circumstance with reference to prehistoric trepanning is that some of the sculls have been left entire, while others have been largely mutilated to provide cranial amulets. Researchers have even wondered whether the demand for skull-bone contributed to the prescription of trepanations. There are actual records of amulets measuring about 8-9 cm. It is argued that no medical reason can exist for making such enormous holes, and it is very unlikely that the patients survived the serious risk of infection with meningitis. See Oakley et al (n 27)93-96.
32 A materialist monism cause of mental illness refers to the conception that mental events are nothing but neural events. This is a monist viewpoint because it implies the existence of only one dimension namely the neural dimension. See Refinetti 1992 www.circadian.org/.
33 Mentalism refers to the conception that mental events can be fully explained by psychodynamic concepts without any reference to the nervous system. This is a dualistic viewpoint, as it implies that mind and brain are distinct and independent from each other. Refinetti identifies five groups in which to classify the contenders in the mind-brain controversy, namely mentalism, materialist monism, organicism, psychophysical parallelism, and psychophysical complementarism and explains it as follows: Organicism goes one step past materialist monism, in the sense that it claims not only that mental events are neural events but also that each part of the brain is responsible for a particular class of mental events. Psychophysical parallelism refers to the conception that mind and brain are distinct but related to each other. This form of dualism may imply that mind and brain are only different sides of the same coin or even that neural activity induces mental activity. Finally, psychophysical complementarism refers to the conception that mental and neural events complement each other as causes of behaviour. According to Refinetti cognisance should be taken of the fact that these five conceptions could all be described as particular ways of dealing with the much broader materialism-idealism controversy. Indeed, materialist monism and organicism are clearly materialistic, mentalism is idealistic, and the other two conceptions are paradoxically both idealist and materialist. See Refinetti 1992 www.circadian.org/.
34 Swinton Spirituality 40-92.
35 DeWitt 1947 Classical J 195.
36 Steward 1949 Am Anthropologist 16.
37 Western medicine, with its objective, pragmatic, fact-orientated philosophies and methodologies, and traditional Eastern medicine, with its intuitive holistic philosophies, are the products of two great civilisations in the medical history of mankind and they contribute to the health of a huge proportion of the world population. Studying the medical history of both these traditions provides the possibility of looking at things from two different points of view as part of a whole not understandable without understanding the whole or as separate entities through which larger systems can be understood by analysis. Western medicine is seen widely as the orthodox modern medicine, while Eastern medicine is often regarded as an alternate and parallel system of medicine. South Africa is a country with a highly heterogeneous population and with its cultural and ethnic diversity offers unique opportunities for investigating these different medical, cultural and religious aspects of mental disorders. In addition, different provisions of the Constitution of the Republic of South Africa 1996 are concerned with culture, language and religion. It is therefore obvious that cultural, linguistic and religious matters are elevated to notable levels of constitutional significance, which justifies and necessitates a discussion of both Western and Eastern medical cultures. However, the scope of this article does not allow for a detailed discussion of Western and Eastern medicine and will therefore focus on Western medicine. See Beaubrun and Bannister "The West Indies" 507-527; Miller "Israel and the Jews" 528-546; Rao "India" 624-649; Havens Approaches 1ff; Conrad Western medical tradition 1ff.
38 The Pharaonic Era dates back to 3100 BC. During this time period Egypt witnessed many aspects of progress and renaissance in all fields. Historians divide the Pharaonic Era into three successive divisions: Old Kingdom, Middle Kingdom and Modern Kingdom. For a discussion of this time period see Midant-Reynes Prehistory of Egypt vi, xi-xiii, 1-15, 37, 65, 160-330; Peden Pharaonic Egypt 2, 9 16, 18, 19, 25, 293-294; Vernus and Yoyotte The Pharaohs 6-12, 52-58, 114ff.
39 The oldest yet discovered papyrus is the 'Kahun Gynaecology Papyrus', dating back to 1825 BC, during the reign of Amnemhat III. It describes methods of diagnosing pregnancy and the sex of the fetus, toothache during pregnancy, diseases of women, as well as feminine drugs, pastes and vaginal applications. It mainly deals with gynaecological matters and refers to the subject of 'hysteria', attributing it to displacement of the uterus. The most famous 'Edwin Smith papyrus', and to a lesser extent the 'Ebers papyrus', provide a very favourable idea of the medicine, anatomy, and physiology of the Egyptians, and of the scientific outlook that they obtained at least 2000 years before Hippocrates. See Todd 1921 Am Anthropologist 463; Ritner 2000 JNES 108-109.
40 Organic disorders refer to disorders involving a physical lesion in an organ or body part (from Greek organikos meaning of or pertaining to an organ, from organon meaning an implement, from ergein, meaning to work). See Mohit 2001 EMHJ 336; Colman (n 24) 533. For in depth discussions of the history of Egypt and Mesopotamia see Diringer Book before printing 106ff; Verbrugghe and Wickersham Berossos and Manetho 1ff.
41 Okasha 2001 EMHJ 377, 378.
42 This institute was established by the Sultan al-Mansour Kalaoon in 1284 AD. It contained sections for surgery, ophthalmology, medical and mental illnesses. Two features were striking: The care of mental patients in a general hospital and the involvement of the community in the welfare of these patients. According to Okasha these features foreshadowed modern trends by many centuries. See Okasha and Arboleda-Flórez et al Ethics, culture, and psychiatry 23ff; Okasha 2004 Br J Psychiatry 266.
43 Psyche refers to the human mind or soul. In Greek mythology, the soul was personified by Psyche, a young woman who was loved by Eros, the god of love who married her but visited her only at night and insisted that she should never see his face. She symbolises the human soul, suffering, hardship and struggle in life, but re-emerging after death in a new and better existence (from Greek psyche, which means breath, from psychein, which means to breathe, alluding to the ancient belief that breathing was evidence that the soul had not left the body yet). See Colman (n 24) 614.
44 Soma (a cell body) refers to: (1) The central part of a neuron or other cell containing the nucleus and other structures that keep the cell alive. (2) The body of an organism as distinct from its mind, or (in physiology and genetics) as distinct from its germ cells (from Greek soma, which means a body). See Colman (n 24) 710.
45 See the discussion of hysteria in ancient Greece and Rome below.
46 Suicide as a form of human behaviour is probably as ancient as mankind itself. Views on suicide varied over the centuries and were affected by culture, economy, politics, religion and the intellectual thinking at the time. In primitive cultures suicide was an expression of anger, grief, loss of a loved one, preserving honour or claiming innocence. The argument for and against suicide began in the early stages of human existence and has not come to a conclusion yet. The oldest known written document about suicide was A dispute over suicide also known as Dialogue between a man tired of life and his "ba" which was written by an unnamed Egyptian writer. It is possibly the oldest description of suicidal thoughts and its associated depressive cognition. It was written as a poem between 2000-1740 BC on papyrus in hieroglyphics. The writer is known as the Eloquent Peasant and was commissioned by King Meri-Ka-Re to write a poem in order to dissuade people from committing suicide. The writer ended the argument without any specific conclusion. Pahor and Tadros submit that by doing so, he may have predicted that the argument for and against suicide would always remain unsettled. See Pahor and Tadros 2006 www.ishm2006.hu/. For further reading on this issue, see O'Mathuna and Amundsen 1999 Notre Dame JLEPP 473-496.
47 Imhotep (he who comes in peace), was the physician vizier of the Pharaoh Zoser, founder of the Third Dynasty, in the 13th century. He was a learned man astronomer, physician and architect. In later times he was worshiped as a hero, as a blameless physician, and later still as the god of medicine, the prototype of Asclepios. Little is known about Imhotep's medical knowledge but his apotheosis is significant and we may well take him at the Egyptian valuation as the first great man in medicine. See Turnure 1952 Record of the Art Museum 26, 27; Linzey "The Duplicity of Imhotep Stone" 1984 J Architectural Edu 260.
48 A suppliant, on presenting himself to one of the priests, would be assigned a place in the temple to spend the night. While the sufferer was sleeping, Imhotep would supposedly appear to him in a dream and recommend a cure. Should Imhotep fail to appear, or should the patient be unable to sleep, a priest would substitute for the deity, evidently without complaint from the patient. Incubation is characterised by creative thinking while the problem is turned over in the mind, often unconsciously. See Turnure (n 45) 27, 28; Colman (n 24) 371.
49 Isis was worshipped by the Egyptians, who affirm that she discovered many drugs, and was versed in healing, giving aid during sleep while standing above the sick. They say that many who had lost the use of their eyes, or other part of their body, were restored to their previous condition whenever they turned for help to Isis. See Magie 1953 Am J of Arch 167ff.
50 Okasha (n 41) 378.
51 Egyptian physicians were also priests. It was common for different priests to act as physicians for different parts of the body, in much the same way that doctors specialise now, as they believed that different gods governed different sectors of the human body. The great number of persons who practiced medicine in Egypt was mentioned by Herodotus, a Greek historian who is regarded as the father of history (484 BC-425 BC). He also noticed the remarkable fact that besides general practitioners, there were many who devoted themselves to special branches of medical science, some being oculists, some dentists, some skilled in treating diseases of the brain, and other for treating diseases of the intestines etc. See Laurie 1893 School Rev 358.
52 This strange combination actually makes embryological sense because the mouth (stomadeum) and the anus (proctodeum) are derived from the same types of tissue systems. For a detailed discussion of this topic see Lyons 2007a www.healthguidance.org/. See also Estes The Medical Skills of Ancient Egypt (1989) 1ff.
53 Egyptian methods of diagnosis relied on information from the patient, but the actual taking of a detailed patient history had not yet developed. The examination was however complex and included probing of wounds with the fingers and a study of the sputum, urine, faeces and other bodily parts. The pulse was recognised as transmitted by the heart and was carefully checked in different parts of the body. Although these physicians did not state a prognosis, they did make decisions on whether to contend with or avoid treatment. Conditions thought to be hopeless were denied treatment. This attitude of withholding treatment to the incurable was a recurring theme throughout history. Lyons discusses this theme in detail and states this might be due to pragmatism or insensitivity, or maybe just pure honesty. See Lyons 2007a www.healthguidance.org/.
54 Trepanation is not mentioned in any of the medical papyri, but seems to have been performed occasionally using a mallet and chisel. Only fourteen skulls, some healed or partially healed, have been found. High et al 2007 www.egyptologyonline.com/.
56 Ptolemaic Egypt starts chronologically with Alexander the Great's conquest in 332 BC and ends with the death of Cleopatra VII and the Roman conquest in 30 BC. Of the aliens who had come to settle upon Egypt, the ruling race, the Graeco-Macedonians and other Greeks, were the most important element. The largest foreign element after the Greek was the Jewish. For further reading of this time period see Irby-Massie and Keyser Greek science 1-15; Schaps and Katzoff Judaean desert 10-20, 70-92, 149ff.
57 Diodorus Siculus was a Sicilian Greek historian. He wrote, a world history in 40 books, ending it near the time of his death with Caesar's Gallic Wars. See Robathan 1932 Classical Philology 84; Griffiths 1973 Classical Rev 9.
58 Diodorus Siculus 1.82.3 as quoted in Ritner (n 39) 107; cf Nightingale 1999 Classical Q 116.
59 Ritner (n 39) 107.
60 According to Nightingale the practices of Egyptian doctors raised a number of questions that were being debated in 4th century Athens. Eg, are rules by written law the best kind of government? Should written laws be sovereign over every citizen (including a true expert in political affairs)? Should the laws be subject to alteration? If so, how and when should it be carried out? See Nightingale (n 58) 116, 117.
61 The cuneiform script is one of the earliest known forms of written expression. Cuneiforms were written on clay tablets, on which symbols were drawn with a blunt reed called a stylus. The impressions left by the stylus were wedge shaped giving rise to the name cuneiform. See Postgate Early Mesopotamia 56-60.
62 Most important among the more ancient treatises were: Book on the Vessels of the Heart; The Physician's Secret: Knowledge of the Movement of the Heart; Knowledge of the Heart and Collection on the Expelling of the Wehedu (a toxic principle in the body). See Lyons 2007a www.healthguidance.org/.
63 Mesopotamian physicians depended on divination to uncover the sin committed by a sick person and to learn the expiation demanded by the gods, but they also observed a patient's symptoms to estimate the seriousness of the illness. Recitations, ceremonies, prayers, and sacrifices were common religious means of beseeching the gods for a cure; however, along with these a veritable pharmacopoeia of drugs was used in the treatment of disease. In addition to clay tablets which report illnesses with their symptoms and diagnosis, prognosis, and treatment, others were found that list drugs and their appropriate uses. Furthermore, references to bronze lancets in the Code of Hammurabi and elsewhere indicate the use of instruments in surgical operations, and there have been a few isolated archaeological recoveries of knives. A possible trephine has also been unearthed, but no examples of trepanned skulls have yet been found in Mesopotamia. However, they have been uncovered in nearby Judea, which received its medical knowledge and skills from Mesopotamia. See Lyons 2007b www.healthguidance.org/.
64 Halwani and Takrouri 2007 IJLH&E 2.
65 Amundsen "Liability of the Physician" 17.
66 Amundsen (n 65) 17; cf Carstens Aanspreeklikheid 109; Carstens 2004 Fundamina 3; Carstens and Pearmain (n 6) 609.
67 700 BC. Homer was the major figure of ancient Greek literature and the author of the earliest and finest epic poems, the Iliad and the Odyssey. Homer believed that mental illness was caused by God's taking of the mind. He further believed that mental life was externally caused, interactional and accessible to public view and further that thought and affect were not differentiated from one another, nor were body and mind. He also stated that disturbance and conflict were caused by external events and that the model of the therapist was the bard with his poetry. He offered no treatment. For a discussion of related topics see Grote History of Greece 196ff; Müller Isocrates 15ff; Blackwood Blackwood's 199ff; Rostovtzeff History 232ff; Robinson (n 21) 19-22;Adkins Merit and responsibility 1ff; Harlan Ancient Greece 1ff; Hooper Greek realities 1ff; Adkins Moral values 1ff; McGlew Tyranny 166, 167; Trundle Greek mercenaries 40ff; Deger-Jalkotzy and Lemos Ancient Greece 101ff.
68 AD 500-600. For discussions of this period see Mahaffy Silver age 1 ff; Angus Religious quests 239ff; Starr Ancient Greeks 1ff; Starr Ancient Romans (1971) 1ff; Marcovich Studies 1ff; Arthur and Verhoogt Two faces 1-15, 93-155.
69 AD 100. Galen was educated as a philosopher. His hometown, Pergamum, was the site of a magnificent shrine of the healing god, Asclepius that was visited by many distinguished figures of the Roman Empire for cures. When he was 16, he chose a career of medicine, which he studied at Pergamum, at Smyrna and finally at Alexandria in Egypt, which was the greatest medical centre of the ancient world. After more than a decade of study, he returned in AD 157 to Pergamum, where he served as chief physician to the troop of gladiators maintained by the high priest of Asia. Psychic functions of the brain were considered by Galen to be the foremost cause of mental illness. Treatment consisted of confrontation, humour and exercise. Devotion to Galen's medical teachings led to the adoption four major categories of mental illness namely frenzy, mania, melancholy, and fatuity. Each of these was purportedly caused by an imbalance in the humours. To restore the balance was a goal of the physicians of that time. See Johnson Medico-chirurgical review 311-313; Smith 1880 Dictionary 44, 95, 182ff; Handerson and Baas Outlines 101ff; Sayce and Maspero et al History 88; Van Hook Greek life and thought 148, 277, 279ff; Gomperz Greek thinkers 574-575, 581ff; Duke University Greek, Roman and Byzantine studies 335, 356-359; Persehouse and Wightman Science and the Renaissance 85, 162, 204; Clarke and O'Malley Human brain 22-25; Nancy Renaissance medicine 141ff; Furdell Essays 69-77.
70 AD 400. Caelius Aurelianus was the last of the medical writers of the Western Roman Empire and is usually considered the greatest Greco-Roman physician after Galen. His most famous work, De Morbis Acutis et Chronicis (Concerning acute and chronic diseases), is a thorough exposition of classical medical knowledge. Caelius Aurelianus described gout, motor and sensory paralyses, encephalitis, stammering and speech defects. He distinguished between epileptic seizures and hysterical attacks, and recommended humane treatment of the insane. He left two valuable texts on chronic and acute diseases. See Kaufman 1966 Psychiatric Q 1-33; Temkin Falling Sickness 5-7, 22-37, 40-41; Hankinson Galen 217, 224-228, 267ff; Van der Eijk Medicine and philosophy 107-110, 122-135, 264.
71 AD 500. Alexander was the youngest of five famous brothers and he too was a famous physician and once practiced in Rome where he was introduced as one of the greatest scholars from the time of Galen to the Renaissance. He recommended baths, wines, diets, and sedatives for the mentally deranged. See Sarton Introduction ix, 427-334. Nutton 1984 Dumbarton Oaks Papers 3ff; O'Dowd Medications for women 99; Prioreschi History of medicine 57ff.
72 Ducey and Bennett "Ancient Greece and Rome" 1-2.
73 Diagnosis refers to the process of identifying a disorder by examining its signs and symptoms (from the Greek word dia (between) and gnosis (knowing)). See Colman (n 24) 207.
74 Etiology (also spelt aetiology) is the cause of a particular disorder or study of the causes of disorders in general (from the Greek words aitia (cause) and logos (discourse or reason)). Etiological discovery in medicine is well known in medical history with reference to Robert Koch, a German bacteriologist (1843-1910). He demonstrated that the tubercle bacillus (Mycobacterium tuberculosis complex) causes the disease tuberculosis that Bacillus anthracis causes anthrax, and that cholera is caused by Vibrio cholerae. This line of thinking and evidence is summarised in Koch's postulates. In general it is a study of the problem of causation in medical disorders, which is still a mystery when it comes to the understanding of the causes of mental illness. For further reading of the background of causation, causality, diagnosis and treatment procedures in natural sciences see Evans Causation and disease 1-226; Colman (n 24) 16; Millon Masters of the mind 1ff.
75 Ducey and Bennett (n 72) 3.
76 Plato (428 BC - 348 BC) was a member of a well established aristocratic family. His real name is said to have been Aristocles. He became a student of Socrates, who remained a friend and teacher until his execution. Plato's writings remain among the richest and most fascinating in all philosophy. See King One hundred philosophers 24-25.
77 Socrates (469-399 BC) was born into the golden age of Athens. Socrates' method was the method of cross-examination. It consisted in asking questions and of bringing out the hidden confusions and absurdities of people's positions. He described himself as helping people to give birth to the truth by their own efforts. He was later charged with helping to corrupt the youth of Athens by neglecting the gods and was found guilty and sentenced to the traditional death penalty namely poison. He died a painful and prolonged death. See King (n 76) 23; Colman (n 24) 344; Potter Characteristics 1-122.
78 Psyche, became gradually equated with the rational in man, especially the abstracting and generalising functions of the mind. A division existed between the rational functions and the irrational, appetitive, or somatic ones. This division was usually presented as between portions of the psyche but might also have been conceptualised as the split between psyche and soma. See Ducey and Bennett (n 72) 12.
79 According to Gill Socratic therapeutic methods may seem superficially like a psychotherapeutic dialogue in the modern sense eg, both types of dialogue required the 'patient' to examine himself closely. But the actual content of the dialogue was a very different one. Instead of exploring the particularities of personal life (especially its emotional aspects), Socratic dialogue examined a person's capacity for defining abstract ideas. Given the Socratic tendency to identify moral excellence with knowledge, this procedure makes sense, but it means that Socratic dialogue was a quite different kind of technique from modern psychotherapy. See Gill 1985 J Hist Ideas 321.
80 Hippocrates (460 BC- 370 BC) was a Greek physician born on the island of Cos (also spelt Kos), Greece. He became known as the founder of medicine and was regarded as the greatest physician of his time. He based his medical practice on observations and on the study of the human body. He travelled throughout Greece practicing his medicine. He founded a medical school on the island of Kos and began teaching his ideas. He soon developed an Oath of Medical Ethics for physicians to follow. Today this Oath is still taken by physicians as they begin their medical careers. Hippocrates is well known as the 'Father of Medicine'. See Hippocrates Genuine Works 131ff; Jones 1909 Am J of Nurs 256-260; Hippocrates Hippocrates 1ff; Bulger and Barbato 2000 Hast CR S4-S7; Goldberg Hippocrates 1ff.
81 As mentioned above, the Egyptian 'Kahun Gynaecology Papyrus' described disturbances resulting from the movement of the uterus but had not yet been given a specific appellation. This step was taken in the Hippocratic writings where the connection of the uterus with the disease resulting from its disturbance was first expressed by the term 'hysteria', which occurred most commonly in virgins and widows. The same general definition (also known as 'female hysteria'), came into widespread use in the middle and late 19th century to describe sexual dissatisfaction. Typical 'treatment' was sexual intercourse (the woman was advised to get married), child-bearing, massage of the patient's genitalia by the physician and later vibrators or water sprays to cause orgasm. For a discussion of hysteria in antiquity, female sexuality as a hysterical pathology, hysteria as a disease paradigm and orgasm treatment in the practice of Western medicine, see Tilt Uterine therapeutics 12ff; King Hippocrates's Woman 21-53, 205-246; Maines Technology of orgasm 22-25, 50-58, 11-113.
83 Other physicians, eg Soranus, Celsus and Aretaeus recognised three mental diseases namely phrenitis, mania and melancholia. According to Drabkin these descriptions would correspond to various modern manic-depressive and schizophrenic forms and also to some severe neuroses, whereas certain milder neuroses might not be recognised as mental diseases at all by ancient medical writers. Ackerknecht opines that neither mania nor melancholia can be recognised as present-day syndromes. Mania simply meant an agitated form of insanity and melancholia a quiet one. For a comprehensive discussion of these physicians and diseases see Ackerknecht (n 9) 15, 16; Singer Short history 119ff; Drabkin 1955 Isis 226-227. It is further interesting to note that a variety of responses to suicide existed in this time period. The importance of shame and honour to these ancient people meant that a distinction between honourable and cowardly suicide was widely recognised. The former was acceptable and even praiseworthy, but the latter was to be condemned. Suicide was often a response to such social pressures as the desire for honour, fear of shame, or simply society's demand for one's self-sacrifice for the good of the whole. For a comprehensive discussion of suicide in ancient times see Dublin Suicide 110ff; Dublin To be, or not to be 1ff; 1991 TAPS 1-34.
84 Table V Law V11. See Scott Civil Law 67. See also Smith 1875 Dictionary 688-690.
85 The Twelve Tables were written by the Decemviri Consulari Imperio Legibus Scribundis (the 10 Consuls) who were given unprecedented powers to draft the laws of the young Republic. Originally ten laws were drafted. Two later statutes were added prohibiting marriage between the classes and affirming the binding nature of customary law. The new code promoted the organisation of public prosecution of crimes and instituted a system whereby injured parties could seek just compensation in civil disputes. The plebeians were protected from the legal abuses of the ruling patricians, especially in the enforcement of debts. Serious punishments were levied for theft and the law gave male heads of families enormous social power (patria potestas).The important basic principle of a written legal code for Roman law was established and justice was no longer based solely on the interpretation of judges. For a discussion of Roman law see Smith 1878 Dictionary 334ff; Gibbon Roman Empire viff; Cubberley Readings 23ff; Baynes 1932 Greece & Rome 87ff; Lucilius Remains of old Latin 424-515; Greenidge 1905 EHR 1-21; Steinberg 1982 J Hist Ideas 379-396; Coleman-Norton 1950 Classical J 127-134.
86 Platt and Diamond 1966 Cal LR 1230.
87 Diamond and Quen Psychiatrist in the Courtroom 39ff.
88 Law in the Hippocratic Corpus as quoted in and translated by Amundsen 1977 J Hist Med & Allied Sci 172. According to Amundsen both the author and date of this work are unknown. The only ancient author to mention its existence is Erotian (100 AD), a grammarian and physician who lived under the reign of Nero. Jones WHS, the translator of Hippocrates for the Loeb Classical Library, finds a Stoic influence in the work but often no suggestion as to date: The piece is too short for this historian to base any argument upon general style or subject matter. See further Barnes Early Greek philosophy 217ff.
89 Amundsen (n 88) 173.
90 Gaius Plinius Caecilius Secundus (Pliny the younger, adopted by his uncle, Pliny the Elder) (AD 61 - c 113) was a Roman author and administrator who left a collection of private letters of great literary charm, intimately illustrating public and private life in the heyday of the Roman Empire. He practiced law from the age of 18. His reputation in the civil-law courts placed him in demand in the political court that tried provincial officials for extortion. Amundsen (n 88) 173. See also Pliny Select letters 9-88.
91 Gaius Plinius Secundus (Pliny the Elder), (23-79 AD), was an ancient author, natural philosopher and a naval and military commander and also the author of Naturalis Historia. He believed that: "True glory consists of doing what deserves to be written, and writing what deserves to be read." See Amundsen (n 88) 173. See also Merrill 1910 Classical Philology 175ff.
92 Buckland Textbook 556ff.
93 Amundsen (n 88) 174.
94 Digest: Ad Legem Aquiliam 50 17 32 "(Gaius 7 Ad Edictuum Provinciale): Imperitia Culpae Adnumeratur"; Inst Just 4 3 7: "Imperitia culpae adnumeratur, veluti si medicus ideo servum tuum occiderit, quod eum male secuerit aut perperam ei medicamentum dederit"; D 9 2 7 8 "(Ulpianus 18 Ad Edictum) Proculus ait, si medicus servum iperite secuerit vel ex locato vel exlege Aquilia competere actionem"; D 9 2 7 8 "(Gaius 7 Ad Edictum Provinciale): Idem iuris est si medicamento perperam usus fuerit".
95 Carstens and Pearmain (n 6) 614.
96 1583-1645. Grotius Inleidinge tot die Hollandsche Rechts-Geleerdheid 3 33 5. Carstens also discusses the application of this rule. See Carstens and Pearmain (n 6) 616. See also Scott "Nalatigheidstoets" 134.
97 Carstens and Pearmain (n 6) 616.
98 Van Leeuwen and Isaakszoon Commentaries 494.
99 Johannes Voet (1647-1713). Carstens and Pearmain (n 6) 617; Scott (n 96) 136 n 91. See further s 134 of the Constitutio Criminalis Carolina of 1532.
100 Carstens and Pearmain (n 6) 617; Scott (n 96) 136 n 91. See further s 134 of the Constitutio Criminalis Carolina of 1532.
101 Edwards South African law 20.
102 Translated as: Body of Canon law. See Bouvier and Rawle Dictionary 417.
103 Such as those in each diocese and in the courts of appeal at the Vatican (such as the Sacra Rota Romana). For an in depth discussion of the Canonical doctrine and legislation, see Burke 1985 Jurist 171ff.
104 Borkowski and Du Plessis Textbook 364.
105 Translated as: Code of Canon law. See Coriden An introduction to Canon Law (2004) xi, xii, 4, 24-29.
106 (cap. Nam magnopere, 3, Ne clerici aut monachi.) The reason adduced is, lest through such sciences, spiritual men be again plunged into worldly cares. They were not hereby forbidden to make private studies in medicine or to teach it publicly. The Council of Tours (1163), in issuing a similar prohibition, had especially in view, monks who left their cloisters under pretext of attending university lectures, and in this were imitated by secular priests, who thus violated their obligations of residence. This law was extended by Honorius III to all clerics having ecclesiastical dignities. It is not binding, consequently, on the lower clergy, or on those clerics who pursue the sciences only as private studies. The penalty imposed for violation was excommunication ipso facto. Fanning Original Catholic Encyclopedia 142.
107 (c. Sententiam 9, Ne cler. vel mon,) as referred to by Fanning (n 106) 142.
108 (cap. tua nos, 19, De Homicid;) Fanning (n 106) 142, 143.
109 (c. Ad aures, 7, de aet. et qual;) Fanning (n 106)143.
110 (c. 9, X, V, 12;) Fanning (n 106) 142.
111 Clark and Crawford Legal Medicine 89-363.
112 Howells World history xvii-xviii.
113 As Shakespeare said: "Things won are done: joy's soul lies in the doing." See Troilus and Cressida, I, ii, 313.